In 2018, enforcement by the Securities and Exchange Commission
Question 1:In 2018, enforcement by the Securities and Exchange Commission (Links to an external site.) was up over 10%. See here (Links to an external site.) for an interesting breakdown of SEC enforcement areas. https://www.sec.gov/news/press-release/2018-250 https://www.cov.com/en/news-and-insights/insights/2018/11/sec-enforcement-activity-in-2018 1. Choose a case from 2019 (Links to an external site.) and summarize the case in 2-3 paragraphs, including the outcome of the case – if it has been decided. https://www.sec.gov/litigation/litreleases.shtml 2. If the case is undecided, what do you think the outcome will be? If the case was decided, do you think the outcome was fair and ethical?
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